Public Companies

We handle all aspects of federal and state securities law compliance for public companies, including corporate governance issues relating to compliance with the Sarbanes-Oxley Act of 2002, fiduciary responsibilities of directors and officers, compliance with issuer reporting and disclosure requirements under the Securities Exchange Act of 1934, the securities registration requirements associated with the Securities Act and the state securities laws. We also counsel clients on compliance with respect to specific requirements of the SEC, the NYSE, the Nasdaq Stock Market, the American Stock Exchange and the Over the Counter Bulletin Board.

Practice Areas & Experience

  • Periodic and current reports
  • Disclosure under the Securities Exchange Act